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Non-Accredited
Investor
N1
I am not an accredited investor, but am still interested
in learning more about managed investment products.
Individual Investor
I1
I am an individual with a net worth, or if married,
a joint net worth with my spouse, exceeding $1 million.
I2
I am a natural person who has an individual income in
excess of $200,000 in each of the two most recent years and have
a reasonable expectation of reaching the same income level in the
current year.
I3
I am a natural person who has a joint income with my
spouse in excess of $300,000 in each of the two most recent years
and have a reasonable expectation of reaching the same income level
in the current year.
Entity Investor
E1
My organization is an entity described in Section 501(c)
of the U.S. Internal Revenue Code of 1986, as amended, corporation,
Massachusetts or similar business trust, or partnership that was
not formed for the specific purpose of investing in private placements
being offered by managedinvestments.com, Millennium Wave Investments
or accreditedinvestor.ws with total assets in excess of $5,000,000.
Other Entity Types
E2
A bank as defined in Section 3(a)(2) of the US Securities
Act of 1933, as amended (the "Act").
E3
A savings and loan association or other institution as
defined in Section 3(a)(5)(A) of the Act.
E4
A broker or dealer registered pursuant to Section 15
of the U.S. Securities Act of 1934, as amended.
E5
An insurance company as defined in Section 2(13) of the Act.
E6
An investment company registered under the U.S. Investment
Company Act of 1940, as amended (the "Investment Company Act").
E7
A business development company as defined in Section
2(a)(48) of the Investment Company Act.
E8
A small business investment company licensed by the
United States Small Business Administration under Section 301(c)
or (d) of the Small Business Investment Act of 1958, as amended.
E9
A plan established and maintained by a state, it's
political subdivisions, or any agency or instrumentality of a state
or it's political subdivisions, for the benefit of it's employees
which plan has total assets in excess of $5,000,000.
E10
An employee benefit plan within the meaning of the
US Employment Retirement Income Security Act of 1974, as amended
("ERISA"), if the investment decision is made by a plan
fiduciary, as defined in Section 3(21) of ERISA, which is either
a bank, savings and loan association, insurance company or registered
investment adviser or an employee benefit plan that has total assets
in excess of $5,000,000 or, if the plan is self-directed, with investment
decisions made solely by persons who are accredited investors.
E11
A private business development company as defined in
Section 202(a)(22) of the U.S. Investment Advisers Act of 1940,
as amended.
E12
A trust with total assets in excess of $5,000,000,
not formed for the specific purpose of acquiring the securities
which may be offered through managedinvestments.com, Millennium
Wave Investments or accreditedinvestor.ws, whose purchase is directed
by a sophisticated person as described in Rule 506(b)(2)(ii) of
Regulation D promulgated under the Act.
E13
An entity of which all of the equity owners are accredited
investors.
John Mauldin is the President of Millennium Wave Advisors, LLC (MWA) which is an investment advisory firm registered with multiple states. John Mauldin is a registered representative of Millennium Wave Securities, LLC, (MWS) an NASD registered broker-dealer. MWS is also a Commodity Pool Operator (CPO) and a Commodity Trading Advisor (CTA) registered with the CFTC, as well as an Introducing Broker (IB). Millennium Wave Investments is a dba of MWA LLC and MWS LLC. Funds recommended by Mauldin may pay a portion of their fees to Altegris Investments who will share 1/3 of those fees with MWS and thus to Mauldin. For more information please see "How does it work" within this website. This website and any views expressed herein are provided for information purposes only and should not be construed in any way as an offer, an endorsement or inducement to invest with any CTA, fund or program mentioned. Before seeking any advisor's services or making an investment in a fund, investors must read and examine thoroughly the respective disclosure document or offering memorandum. Please read the information under the tab "Hedge Funds: Risks" for further risks associated with hedge funds.
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